16th Annual OSC, TSX, and IIROC Update
Author(s): Ontario Bar Association
Publication Date: June 2018
Format: shipped (hardcopy), download (PDF)


Description
Join your colleagues to gain practical advice and updates on the ever-changing world of securities and business law at this valuable annual program. You will hear directly from senior representatives of the Ontario Securities Commission, the Toronto Stock Exchange and the Investment Industry Regulatory Organization of Canada about new regulations, developments and policy initiatives.

PROGRAM CHAIRS

Brenda Gosselin, Partner, Goodmans LLP
Kathleen E. Skerrett, Partner, Gardiner Roberts LLP

TABLE OF CONTENTS

TSX/TSXV Update
Julie Shin, Director, Listed Issuer Services, TSX

Overview of IIROC's Registration Role
Sherry Tabesh-Ndreka, Senior Counsel, Registration

OSC - Enforcement Update - Overview of Recent Developments and the Office of the Whistleblower
Johanna Superina, Deputy Director, Enforcement Branch, OSC
Andre Moniz, Manager, Office of the Whistleblower, OSC

OSC: Corporate Finance Update
Katrina Janke, Senior Legal Counsel, Corporate Finance Branch, OSC
Steven Oh, Senior Legal Counsel, Corporate Finance Branch, OSC

M&A Regulatory Update
Adeline Lee, Senior Legal Counsel, Office of Mergers & Acquisitions, OSC

  Ordering Information
All prices in CDN dollars

Members

Non-Members
 
  Your Cart

0 items in your cart
Total: $0.00